Managing conflicts of interest is critical for any adviser.
The Managing Conflicts of Interest Web Series will help you not only identify conflicts of interest but the strategies and structures to manage your arrangements within the confines of the Corporations Act and the FASEA Code of Ethics (all in a commercially viable way).
Under the FASEA Code of Ethics, advisers must not advise, refer or act in any other manner where you have a conflict of interest or duty. But what does that really mean in practice?
We’ll work through a series of practical case studies and clearly demonstrate what can be done, what can’t be done, and why.
This is an essential web series for any adviser.
12:00pm - 1:15pm AEDT in ACT, NSW, TAS & VIC
Reference notes included
2.5 PD hours
3-month recording access
FPA points pending
This essential web series delivers the practical strategies and structures to identify and manage conflicts of interest:
Advisers typically generate their revenue from asset based fees, fee for service, or a combination of both. We look at the issues across the various arrangements, highlight the problems areas and identify what you need to be doing right now to resolve them.
The Managing Conflicts of Interest Web Series delivers the solutions and structures for how you need to manage your commissions, fees and referral arrangements.
Reference notes included.
From 1 January 2020, employed financial advisers can no longer be paid a variable bonus or receive a share of profit that is linked to the revenue they generate without breaching the FASEA Code of Ethics.
So how do you incentivise staff?
Reference notes included.
CFP, Dip FP, B Comm, Grad Dip RS, MBA
Conrad has spent his career working in and exploring financial advice and now brings the practical and technical together in his role with Knowledge Shop. Conrad works with accountants and advisers to navigate the practical impact of the new financial services regime on them, their practice and their clients.
A sessional academic at Griffith University, Conrad held senior executive roles with national financial planning networks and was a former financial advice specialist with BT and Cooper Reeves.
Conrad holds an MBA from the University of Qld, a Bachelor of Commerce from Griffith University and a Diploma of Financial Planning (DipFP) with Deakin University.
12:00pm - 1:15pm AEDT in ACT, NSW, TAS & VIC | 11:30am SA | 11:00am QLD | 10:30am NT | 09:00am WA
Need group rates? Call (or email) Lee Marshall on 0434 067 133.
Terms & conditions: All registrations to Knowledge Shop events are subject to our terms and conditions which include a cancellation policy. No refunds are provided for cancellations received 1 day prior to the webinar. No credits are available less than 2 hours prior to the event under any circumstances.
*The office rate applies per office location (maximum number of participants temporarily increased to 20 per office location during the COVID-19 pandemic). The CPD points for all attendees will be recognised - multiple links at same location if required. We will contact you for the names of your team once you have registered as an office.