FASEA Exam Prep Live Online

All the FASEA prescribed topics across 3 live sessions

2021 dates open now

FPA: 21807 (7.75 PD hours)

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Fast track your exam preparation.

Get exam ready.

Designed to get you exam ready, this intensive web series was developed by industry specialists to bring you up to speed as quickly as possible. It's pragmatic, detailed and backed-up by reference materials to support your study.

Across the 3-web series, we explore the FASEA prescribed exam topics and walk through exam style scenario based questions and answers.

If you can’t make all of the days, the recording will be available to you for 30 days.

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Knowledge Shop members, login for the discounted rates

Dates
18, 19 & 20 Jan. 2021
10, 11 & 12 Mar. 2021
5, 6, & 7 May 2021
30 June, 1 & 2 July 2021
25, 26, & 27 Aug. 2021
-25, 26, & 27 Oct. 2021

Start times vary, please see below for details

Allow up to 2.5 hours per web, pending number of questions presenter receives

FPA accreditation: 21807 
7.75 Total CPD Hours
4.25 Regulatory & Compliance
3.0 Professionalism & Ethics
0.5 Client care & practice

What we cover

If you're doing the FASEA exam soon and you're just not sure you have everything covered, we've got your back.

The FASEA Exam Prep Live Online Web Series is interactive instructor led training designed to get you across all those things you need to know for the exam.  In each webinar, we'll take you through the theory you must know, and importantly, how to apply that theory (because that's what the exam is testing). 

Each webinar is at least 2 hours and because you have a live presenter online, you can ask any of those niggling questions (allow up to 2.5 hours per session). 

So, let us help you cover those FASEA prescribed exam topics in a practical way. See you online!

Webinar 1

Applied ethics, professional reasoning, and communication

So, you think ethics is ‘soft’? We explore the  requirements under FASEA and the border line issues that will test your knowledge and compliance with the Code.

  • The FASEA Code of conduct – what you are required to do and how you need to act?
  • The Code of Ethics explored:
    • The Code’s impact and importance for planners and advisers
    • What the code means in real life client scenarios – dilemmas and issues
  • Applying the Code and your professional standards
  • Acting in the best interests of your client – what that really means
  • Due diligence and your clients files and records – the essential internal processes to maintain compliance
  • Putting ethics in practice
  • Scenario based interactive Q&As throughout.

FPA: 21807
2.75 CPD Hours: Professionalism and ethics

Reference notes and worked Q&As included.

Webinar 2

Financial Advice Construction

  • Key steps in the advice process
  • When are you giving advice?
  • Fee disclosure and renewal requirements
  • Identifying and aligning advice to different consumer groups
  • Understanding the environment in which financial product advice is sought and given for new and existing clients
  • Key documentation requirements
  • Meeting your client best interest duty
  • Preventing misconduct and inappropriate advice
  • Evaluating and applying advice strategies for different retail clients
  • Scenario based interactive Q&As throughout.

FPA: 21807
2.5 CPD Hours:
2.0 Regulatory compliance and consumer protection
0.5 Client care and practice

Reference notes and worked Q&As included.

Webinar 3

Financial Advice Regulatory and Legal Obligations

Incorporating Corporations Act – Chapter 7, Anti-Money Laundering (AML), Tax Agents Services Act (TASA)):
  • Obligations under Chapter 7 (financial services and markets), Corporations Act 2001
    • The Statement of Advice (SOA) and the essential requirements
    • Implications of breaching the financial disclosure obligations
    • Breaches and the notification obligations – when a breach has occurred and what you need to do
    • The legal requirements for individual and licensee
  • Anti-money laundering and the Counter-Terrorism Financing rules – the legal requirements when providing advice
  • Privacy obligations under the Privacy Act when providing financial advice
  • Compliance with the Tax Agents Services Act requirements as a registered Tax Adviser
  • Scenario based interactive Q&As throughout.

FPA: 21807
2.5 CPD Hours:
2.25 Regulatory compliance and consumer protection
0.25 Client care and practice

Reference notes and worked Q&As included.

Investment

Per person:

  • $595 (GST incl) 
  • $500 (GST incl) - Knowledge Shop members

Need group rates? Call (or email) Lee Marshall on 0434 067 133.

Each registration includes:

  • Webinar 1 - Applied ethics, professional reasoning, and communication
  • Webinar 2 - Financial Advice Construction
  • Webinar 3 - Financial Advice Regulatory and Legal Obligations
  • All webinars include reference notes and a comprehensive Q&A booklet to explain why the answers are the answers
  • Recording access for 3 months


The FASEA Exam Prep Live Online Web Series is accredited by the Financial Planning Association (FPA: 21807) and CPE certificates issued to all registrants for completion of each module.

 

Webinars are not available to purchase separately.

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Knowledge Shop members, please login for the discounted rate.

Our presenter

Conrad Gilbert
Professionalism and Ethics Adviser,
Knowledge Shop

CFP, Dip FP, B Comm, Grad Dip RS, MBA

Conrad has spent his career working in and exploring financial advice and now brings the practical and technical together in his role with Knowledge Shop. Conrad works with accountants and advisers to navigate the practical impact of the new financial services regime on them, their practice and their clients.

A sessional academic at Griffith University, Conrad held senior executive roles with national financial planning networks and was a former financial advice specialist with BT and Cooper Reeves.

Conrad holds an MBA from the University of Qld, a Bachelor of Commerce from Griffith University and a Diploma of Financial Planning (DipFP) with Deakin University.

Conrad Gilbert
Conrad Gilbert
Professionalism and Ethics Adviser

Dates
18, 19 & 20 January 2021
10, 11 & 12 March 2021
5, 6, & 7 May 2021
30 June, 1 & 2 July 2021
25, 26, & 27 August 2021
25, 26, & 27 October 2021


Start times for sessions scheduled for January - April 2021 & October 2021 (AEDT)
11:00am - 1:00pm AEDT
ACT, NSW, TAS & VIC
10:30am SA | 10:00am QLD | 09:30am NT | 08:00am WA

Start times for sessions scheduled for May 2021 - August 2021 (AEST)
10:00am - 12:00pm AEST in ACT, NSW, QLD, TAS & VIC
09:30am SA & NT | 09:00am WA

Need group rates? Call (or email) Lee Marshall on 0434 067 133

Member

3-part web series - per person

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Non-member

3-part web series - per person

  • $595 GST incl.
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Terms & conditionsAll registrations to Knowledge Shop events are subject to our terms and conditions which include a cancellation policy. No refunds are provided for cancellations received 1 day prior to the webinar. No credits are available less than 2 hours prior to the event under any circumstances.