FASEA Exam Prep Live Online

Just in time for the June and August 2020 exams - all the FASEA prescribed topics across 3 live webinars

June Series: 1, 2 & 4 June 2020
or
July Series: 22, 23, & 24 July 2020

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Sitting the FASEA exam?

Fast track your exam preparation.

Designed to get you exam ready, this intensive web series was developed by industry specialists to bring you up to speed as quickly as possible. It's pragmatic, detailed and backed-up by reference materials to support your study.

Across the 3-web series, we explore the FASEA prescribed exam topics and walk through exam style scenario based questions and answers.

If you can’t make all of the days, the recording will be available to you for 30 days.

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June 3 part web series: 1, 2, & 4  June 2020

July 3 part web series:
22, 23, & 24 July 2020

10:00am - 12:00pm AEST
09:30am SA & NT
08:00am WA

Allow up to 2.5 hours per web

FPA points pending

 

What we cover

If you're doing the FASEA exam soon and you're just not sure you have everything covered, we've got your back.

The FASEA Exam Prep Live Online Web Series is interactive instructor led training designed to get you across all those things you need to know for the exam.  In each webinar, we'll take you through the theory you must know, and importantly, how to apply that theory (because that's what the exam is testing). 

Each webinar is at least 2 hours and because you have a live presenter online, you can ask any of those niggling questions (allow up to 2.5 hours per session). 

So, let us help you cover those FASEA prescribed exam topics in a practical way. See you online!

Webinar 1

Applied ethics, professional reasoning, and communication

So, you think ethics is ‘soft’? We explore the  requirements under FASEA and the border line issues that will test your knowledge and compliance with the Code.

  • The FASEA Code of conduct – what you are required to do and how you need to act?
  • The Code of Ethics explored:
    • The Code’s impact and importance for planners and advisers
    • What the code means in real life client scenarios – dilemmas and issues
  • Applying the Code and your professional standards
  • Acting in the best interests of your client – what that really means
  • Due diligence and your clients files and records – the essential internal processes to maintain compliance
  • Putting ethics in practice
  • Scenario based interactive Q&As throughout.

 

Series 1: Monday, 1 June 2020 at 10am - 12pm (allow up to 12.30pm) AEST

Series 2: Wednesday, 22 July 2020 at 10am - 12pm (allow up to 12.30pm) AEST

Reference notes and worked Q&As included.

Webinar 2

Financial Advice Construction

  • Key steps in the advice process
  • When are you giving advice?
  • Fee disclosure and renewal requirements
  • Identifying and aligning advice to different consumer groups
  • Understanding the environment in which financial product advice is sought and given for new and existing clients
  • Key documentation requirements
  • Meeting your client best interest duty
  • Preventing misconduct and inappropriate advice
  • Evaluating and applying advice strategies for different retail clients
  • Scenario based interactive Q&As throughout.

 

Series 1: Tuesday, 2 June 2020 at 10am - 12pm (allow up to 12.30pm) AEST

Series 2: Thursday, 23 July 2020 at 10am - 12pm (allow up to 12.30pm) AEST

Reference notes and worked Q&As included.

Webinar 3

Financial Advice Regulatory and Legal Obligations

Incorporating Corporations Act – Chapter 7, Anti-Money Laundering (AML), Tax Agents Services Act (TASA)):
  • Obligations under Chapter 7 (financial services and markets), Corporations Act 2001
    • The Statement of Advice (SOA) and the essential requirements
    • Implications of breaching the financial disclosure obligations
    • Breaches and the notification obligations – when a breach has occurred and what you need to do
    • The legal requirements for individual and licensee
  • Anti-money laundering and the Counter-Terrorism Financing rules – the legal requirements when providing advice
  • Privacy obligations under the Privacy Act when providing financial advice
  • Compliance with the Tax Agents Services Act requirements as a registered Tax Adviser
  • Scenario based interactive Q&As throughout.

 

Series 1: Thursday, 4 June 2020 at 10am - 12pm (allow up to 12.30pm) AEST

Series 2: Friday, 24 July 2020 at 10am - 12pm (allow up to 12.30pm) AEST

Reference notes and worked Q&As included.

Investment

Per person:

  • $420 (GST incl) 
  • $375 (GST incl) - Knowledge Shop members

Need group rates? Call (or email) Daniel Saphra on 0421 257 753.

Each registration includes:

  • Webinar 1 - Applied ethics, professional reasoning, and communication
  • Webinar 2 - Financial Advice Construction
  • Webinar 3 - Financial Advice Regulatory and Legal Obligations
  • All webinars include reference notes and a comprehensive Q&A booklet to explain why the answers are the answers
  • Recording access for 3 months


The FASEA Exam Prep Live Online Web Series will be accredited by the Financial Planning Association and CPE certificates issued to all registrants for completion of each module.

 

Webinars are not available to purchase separately.

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Knowledge Shop members, please login for the discounted rate.

Our presenter

Conrad Gilbert
Professionalism and Ethics Adviser,
Knowledge Shop

CFP, Dip FP, B Comm, Grad Dip RS, MBA

Conrad has spent his career working in and exploring financial advice and now brings the practical and technical together in his role with Knowledge Shop. Conrad works with accountants and advisers to navigate the practical impact of the new financial services regime on them, their practice and their clients.

A sessional academic at Griffith University, Conrad held senior executive roles with national financial planning networks and was a former financial advice specialist with BT and Cooper Reeves.

Conrad holds an MBA from the University of Qld, a Bachelor of Commerce from Griffith University and a Diploma of Financial Planning (DipFP) with Deakin University.

Conrad Gilbert
Conrad Gilbert
Professionalism and Ethics Adviser

Series 1: 1, 2, & 4 June 2020
or
Series 2: 22, 23, & 24 July 2020

10:00am - 12:00pm AEST in ACT, NSW, QLD, TAS & VIC
9:30am SA & QLD | 8:00am WA

Need group rates? Call (or email) Daniel Saphra on 0421 257 753.

Member

Per person

Member Register

Non-member

Per person

  • $420 GST incl.
  • .
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Terms & conditionsAll registrations to Knowledge Shop events are subject to our terms and conditions which include a cancellation policy. No refunds are provided for cancellations received 1 day prior to the webinar. No credits are available less than 2 hours prior to the event under any circumstances.

Requirements

You will need a computer with audio!!

  • Audio Your computer needs speakers or a headset to hear the audio (do a quick check these work). If you are having problems, you can dial in on the phone number provided on the reminders and confirmation but please note your carrier will charge you at long distance rates.
  • Software Join the webinar 15 minutes prior to check that your computer systems allow you to download the GoToMeeting software. Or check your connection days before the webinar by going here
  • Webinar URL To join the webinar, you need to click this link. It was sent to you when you registered and will also be on the reminders - check your spam if you have not received and please contact us ASAP if you have lost.
  • Changing computers If you need to change computers during the webinar, make sure you log off the webinar on the first computer before logging onto the second computer.
  • PC requirements Windows 7 - Windows 10, Mac OS X 10.9 (Mavericks) - macOS Catalina (10.15) Linux, Google Chrome OS, Android OS 5 (Lollipop) - Android 9 (Pie), iOS 10 - iOS 12, Windows Phone 8+, Windows 8RT+
  • Web browser Google Chrome (most recent 2 versions), Mozilla Firefox (most recent 2 versions)
  • Mobile iPhone 4S or later, iPad 2 or later