FASEA Exam Prep Web Series

All the FASEA prescribed topics across 3 live sessions

FPA: 21807 (total 7.75 PD hours)

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FASEA Exam Prep Live Online

"Got the exam results yesterday, yeesss, got a pass. Thanks for your efforts – the only work I did for this was the course through you guys. A damn relief"

FASEA Web Series attendee

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Explore Knowledge Shop IQ FASEA exam prep - on-demand training you can do any time on almost any device!

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Fast track your exam preparation.

Get exam ready.

If you're doing the FASEA exam soon and you're just not sure you have everything covered, we've got your back.

The FASEA Exam Prep Live Online Web Series is interactive instructor led training designed to get you across all those things you need to know for the exam.  In each webinar, we'll take you through the theory you must know, and importantly, how to apply that theory (because that's what the exam is testing). 

Each webinar is at least 2 hours and because you have a live presenter online, you can ask any of those niggling questions (allow up to 2.5 hours per session). 

So, let us help you cover those FASEA prescribed exam topics in a practical way. See you online!

If you can’t make all of the days, the recording will be available to you for 30 days.

25, 26 & 27 Oct. 2021

11:00am - 1:30pm AEDT

10:30am SA 

08:00am WA

10:00am QLD

09:30am NT

Allow up to 2.75 hours per web, pending number of questions presenter receives

FPA accreditation: 21807 
7.75 Total CPD Hours
4.25 Regulatory & Compliance
3.0 Professionalism & Ethics
0.5 Client care & practice

What we cover

Webinar 1

Applied ethics, professional reasoning, and communication

So, you think ethics is ‘soft’? We explore the  requirements under FASEA and the border line issues that will test your knowledge and compliance with the Code.

  • The FASEA Code of conduct – what you are required to do and how you need to act?
  • The Code of Ethics explored:
    • The Code’s impact and importance for planners and advisers
    • What the code means in real life client scenarios – dilemmas and issues
  • Applying the Code and your professional standards
  • Acting in the best interests of your client – what that really means
  • Due diligence and your clients files and records – the essential internal processes to maintain compliance
  • Putting ethics in practice
  • Scenario based interactive Q&As throughout.

FPA: 21807
2.75 CPD Hours: Professionalism and ethics

Reference notes and worked Q&As included.

Webinar 2

Financial Advice Construction

  • Key steps in the advice process
  • When are you giving advice?
  • Fee disclosure and renewal requirements
  • Identifying and aligning advice to different consumer groups
  • Understanding the environment in which financial product advice is sought and given for new and existing clients
  • Key documentation requirements
  • Meeting your client best interest duty
  • Preventing misconduct and inappropriate advice
  • Evaluating and applying advice strategies for different retail clients
  • Scenario based interactive Q&As throughout.

FPA: 21807
2.5 CPD Hours:
2.0 Regulatory compliance & consumer protection
0.5 Client care & practice

Reference notes and worked Q&As included.

Webinar 3

Financial Advice Regulatory and Legal Obligations

Incorporating Corporations Act – Chapter 7, Anti-Money Laundering (AML), Tax Agents Services Act (TASA)):

  • Obligations under Chapter 7 (financial services and markets), Corporations Act 2001
    • The Statement of Advice (SOA) and the essential requirements
    • Implications of breaching the financial disclosure obligations
    • Breaches and the notification obligations – when a breach has occurred and what you need to do
    • The legal requirements for individual and licensee
  • Anti-money laundering and the Counter-Terrorism Financing rules – the legal requirements when providing advice
  • Privacy obligations under the Privacy Act when providing financial advice
  • Compliance with the Tax Agents Services Act requirements as a registered Tax Adviser
  • Scenario based interactive Q&As throughout.

FPA: 21807
2.5 CPD Hours:
2.25 Regulatory compliance & consumer protection
0.25 Client care & practice

Reference notes and worked Q&As included.

Our presenter

Conrad Gilbert

With Conrad Gilbert
CFP, Dip FP, B Comm, Grad Dip RS, MBA
Professionalism & Ethics Adviser
Knowledge Shop

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Conrad has spent his career working in and exploring financial advice and now brings the practical and technical together in his role with Knowledge Shop. Conrad works with accountants and advisers to navigate the practical impact of the new financial services regime on them, their practice and their clients.

A sessional academic at Griffith University, Conrad held senior executive roles with national financial planning networks and was a former financial advice specialist with BT and Cooper Reeves.

Conrad holds an MBA from the University of Qld, a Bachelor of Commerce from Griffith University and a Diploma of Financial Planning (DipFP) with Deakin University.

Prefer a workshop?

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Investment

Need group rates? Call (or email) Lee Marshall on 0434 067 133.

Member

Web series, reference notes and recording access for 3 months

  • $500 GST incl. per person
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Non-Member

Web series, reference notes and recording access for 3 months

  • $595 GST incl. per person
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Terms & conditionsAll registrations to Knowledge Shop events are subject to our terms and conditions which include a cancellation policy. No refunds are provided for cancellations received 1 day prior to the webinar. No credits are available less than 2 hours prior to the event under any circumstances.