The new requirements under the Financial Adviser Standards and Ethics Authority (FASEA) represent a seismic shift in the management and delivery of financial advice. For existing advisers, the FASEA exam must be passed to maintain your status as a Financial Adviser. If advisers do not pass the exam within the relevant time period, your existing work and experience will not be recognised and you will need to meet the criteria set for new entrants to the market.
Created to get you exam ready, this intensive workshop is designed by industry specialists to bring you up to speed as quickly as possible. It's pragmatic, detailed and backed-up by reference materials to support you.
Early bird ends Wednesday 20 March.
Sydney 29 March 2019 | Melbourne 3 April 2019 | Brisbane 5 April 2019
8 PD Hours
For Limited and Full Financial Advisers (Easton Wealth) Merit Wealth, GPS Wealth SMSF Expert
6.5 hours - total active hours
1 hour - Client care and practice,
3 hours - Regulatory compliance and consumer protection
2.5 hours - Professionalism and ethics
Comprehensive reference guide included
Incorporating Corporations Act – Chapter 7, Anti-Money Laundering (AML), Tax Agents Services Act (TASA)):
So, you think ethics is ‘soft’? We explore the requirements under FASEA and the border line issues that will test your knowledge and compliance with the Code.
Has it been a while since you sat an exam? We recap the most effective ways to study to maximise your time and results. Beware the danger of thinking you can simply wing it because you work in this field - your ‘practical’ or common knowledge might not align with the theoretical knowledge required.
Existing advisers must pass the FASEA exam by 1 January 2021.
Exams will be marked to a credit level and the candidate will be awarded a “pass” or “fail” on this basis.
If you fail the exam, you need to wait 3 months before you can sit the exam again. Do not leave it until the last minute to sit the exam. If you have not passed the exam by 1 January 2021 you will not be able to continue to provide financial advice.
About the exam:
Source: FASEA Final Financial Adviser Exam Legislative Instrument
Terms & conditions: All registrations to Knowledge Shop events are subject to our terms and conditions which include a cancellation policy. No refunds are available for cancellations received 14 days or less of the event date under any circumstances. No credits are available less than 4 days prior to the event under any circumstances.
Friday 29 March 2019
60 Margaret St, Sydney
Wednesday 3 April 2019
RACV City Club
501 Bourke St, Melbourne
Friday 5 April 2019
190 Elizabeth St, Brisbane
All workshop sessions
9.00am - 5pm Workshop