The new requirements under the Financial Adviser Standards and Ethics Authority (FASEA) represent a seismic shift in the management and delivery of financial advice. For existing advisers, the FASEA exam must be passed to maintain your status as a Financial Adviser. If advisers do not pass the exam within the relevant time period, your existing work and experience will not be recognised and you will need to meet the criteria set for new entrants to the market.
Created to get you exam ready, this intensive workshop is designed by industry specialists to bring you up to speed as quickly as possible. It's pragmatic, detailed and backed-up by reference materials to support you.
"Really insightful. Very practical." Sydney attendee
"I was very impressed with the quality of the speakers, with how much thought had gone into the presentation and the materials put together in the workbook."
Incorporating Corporations Act – Chapter 7, Anti-Money Laundering (AML), Tax Agents Services Act (TASA)):
So, you think ethics is ‘soft’? We explore the requirements under FASEA and the border line issues that will test your knowledge and compliance with the Code.
FPA Accreditation No: 020033
6.5 hours - total active hours
1.25 - Client care and practice
3 hours - Regulatory compliance and consumer protection
2.25 hours - Professionalism and ethics
Comprehensive reference guide included for further study
Has it been a while since you sat an exam? We recap the most effective ways to study to maximise your time and results. Beware the danger of thinking you can simply wing it because you work in this field - your ‘practical’ or common knowledge might not align with the theoretical knowledge required.
Existing advisers must pass the FASEA exam by 1 January 2021*.
Exams will be marked to a credit level and the candidate will be awarded a “pass” or “fail” on this basis.
If you fail the exam, you need to wait 3 months before you can sit the exam again. Do not leave it until the last minute to sit the exam. If you have not passed the exam by 1 January 2021* you will not be able to continue to provide financial advice.
About the exam:
Important *On 30 August 2019, Senator Hume, Assistant Minister for Superannuation, Financial Services and Financial Technology, announced an extension to the education requirements for financial advisers. Under the yet to be legislated reforms, advisers who were registered on the Financial Adviser Register on 1 January 2019 must now:
Source: FASEA Final Financial Adviser Exam Legislative Instrument
Nov workshops: For payments received by 11 October 2019
Jan workshops: For payments received by 11 December 2020
Feb workshops: For payments received by 17 January 2020
Mar workshops: For payments received by 7 February 2020
Nov workshops: For payments received after 11 October 2019
Jan workshops: For payments received after 11 December 2020
Feb workshops: For payments received after 17 January 2020
Mar workshops: For payments received after 7 February 2020
Terms & conditions: All registrations to Knowledge Shop events are subject to our terms and conditions which include a cancellation policy. No refunds are available for cancellations received 14 days or less of the event date under any circumstances. No credits are available less than 4 days prior to the event under any circumstances.
All workshop sessions
9.00am - 5pm Workshop
Tuesday 19 November 2020
Rendezvous Hotel (map)
328 Flinders St, Melbourne
Thursday 21 November 2020
Macquarie Graduate School of Mgt (map)
123 Pitt St, Sydney
Monday 25 November 2020
Brisbane Hilton (map)
190 Elizabeth St, Brisbane
Tuesday 3 March 2020
Wednesday 11 March 2020
Friday 13 March 2020
Friday 20 March 2020
Monday 23 March 2020
Tuesday 24 March 2020
Monday 20 January 2020
Thursday 23 January 2020
Thursday 27 February 2020