The Licensee Collective
A forum for AFS self-licensees who want to get on top of the issues but don’t have time to read a few hundred pages of legislation, guidance or regulations.
Breach Reporting
The Abridged Version
Wednesday, 29 September 2021
Starts 2pm online
Breach Reporting: The abridged version - for those who want to ensure they are ready to go for the 1 October 2021 changes.
From 1 October 2021, AFSLs will need to report breaches differently.
"We have never had to report a breach so we don't need to worry", I hear you say!....but that doesn't mean you won't encounter breaches in the future.
The rules are complex with specific time requirements and actions. In a practical way, we’ll cover off identifying the breaches that must be reported and how to report them.
See you online.
Access the Breach Reporting Online Web Recording
Conrad works with the profession to navigate the practical impact of change on advisers, their practices, and their clients. He has over 30 years’ experience in the Financial Services Industry, working across insurance and financial planning. Before joining Knowledge Shop, he held senior executive roles with national financial planning networks.
In addition to his work with Knowledge Shop, Conrad is currently completing a PhD in Finance and Financial Planning at Griffith University. He holds an MBA from the University of Qld, a Bachelor of Commerce from Griffith University and a Diploma of Financial Planning from Deakin University.